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Name ESMA Guidelines of 6 April 2021 No ESMA35-36-1952 - on certain aspects of the MiFID II compliance function requirements
Author European Securities and Markets Authority (ESMA)
Source website of the European Securities and Markets Authority (ESMA)
Publication date 6. 4. 2021
Version in force as of These guidelines apply from two months of the date of publication of the guidelines on ESMA’s website in all EU official languages.
Additional information:

These guidelines are based on Article 16(1) of the Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC2.