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View the document| Name | ESMA Guidelines of 6 April 2021 No ESMA35-36-1952 - on certain aspects of the MiFID II compliance function requirements |
| Author | European Securities and Markets Authority (ESMA) |
| Source | website of the European Securities and Markets Authority (ESMA) |
| Publication date | 6. 4. 2021 |
| Version in force as of | These guidelines apply from two months of the date of publication of the guidelines on ESMA’s website in all EU official languages. |
Additional information:
These guidelines are based on Article 16(1) of the Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC2.