Capital Market including Securities

• Full version of the Decree of the Ministry of Finance of the Slovak Republic No. 680/2004 Coll. of 24 November 2004, stipulating the details of some contents of the simplified prospectus of an open-ended fund, as results from changes effected by the Act No. 209/2007 Coll.
• Decree of the Ministry of Finance of the Slovak Republic of 9 December 2003 No. 617/2003 on own funds of a management company and their calculation Change: 166/2005 Coll. The Ministry of Finance of the Slovak Republic, pursuant to Article 116(1)(c) of the Act No. 594/2003 Coll. on collective investment and amendments to certain laws, stipulates the following:
• Decree of the National Bank of Slovakia of 31 July 2007 No. 8/2007 on the own funds of financial conglomerates and methods for calculating capital adequacy at the financial conglomerate level in accordance with the Securities Act
• Decree of the National Bank of Slovakia of 21 August 2007 No. 9/2007 on disclosures by securities dealers and branches of foreign securities dealers and amending Decree no. 1/2007 of the National Bank of Slovakia on disclosures by banks and branches of foreign banks
• Decree of the National Bank of Slovakia of 18 December 2007 No. 17/2007 on the submission of statements by management companies and depositaries of mutual funds for the financial market supervision purposes
• Decree of the National Bank of Slovakia of 1 April 2008 No. 125/2008 executing certain provisions of the Collective Investment Act
• Decree of the National Bank of Slovakia of 13 May 2008 No. 9/2008 on the submission of statements by entities providing for distribution of securities of foreign collective investment undertakings for supervision purposes
• Decree of the National Bank of Slovakia of 24 June 2008 No. 240/2008 Coll. laying down the number of decimal places of certain types of securities for the purpose of rounding by redenomination of their nominal value from the Slovak currency to the euro
• Decree of the National Bank of Slovakia of 29 July 2008 No. 310/2008 stipulating the method of proving fulfilment of conditions for granting a licence for the establishment and activities of the management company
• Decree of Národná banka Slovenska of 20 May 2008 No. 12/2008 Establishing the method of proving the fulfilment of conditions for granting a licence to provide investment services
• Decree of the National Bank of Slovakia of 9 September 2008 No. 357/2008 Coll. on exposure related to financial derivatives
• Decree of the National Bank of Slovakia of 16 June 2009 No 3/2009 concerning the methods of establishing the value of assets in an open-ended fund
• Decree of the National Bank of Slovakia of 28 July 2009 No 4/2009 concerning the elements of an application for prior approval of the National Bank of Slovakia under the Collective Investment Act
• Decree of the NBS of 11 May 2010 No 6/2010 stipulating the details of an application for prior approval of the National Bank of Slovakia pursuant to Article 28 (1) of the Act on Banks
• Decree of the NBS of 6 February 2018 No 2/2018 amending Decree No 6/2010 of Národná banka Slovenska laying down the elements of an application for the prior approval of Národná banka Slovenska under Article 28(1) of the Banking Act
• Decree of the National Bank of Slovakia of 11 May 2010 No 7/2010 stipulating the details of an application for prior approval of the National Bank of Slovakia pursuant to Article 70 (1) of the Securities Act
• Decree of the National Bank of Slovakia dated 8 June 2010 No. 11/2010 stipulating methods of valuing positions recorded in the banking book and details of the valuation of positions recorded in the banking book including the frequency of such valuations,
• Decree of the National Bank of Slovakia dated 8 June 2010 No. 12/2010 amending and supplementing Decree of the National Bank of Slovakia No. 4/2007 on banks’ own funds of financing and banks’ capital requirements and on investment firms’ own funds of financing and investment firms’ capital requirements, as amended
• Decreee of Národná banka Slovenska of 26 July 2011 No 5/2011 on details concerning information to be provided to unit-holders in respect of a merger of common funds
• Decree of Národná banka Slovenska of 26 July 2011 No. 6/2011 on the elements of applications for prior approval from Národná banka Slovenska made under the Act on Collective Investment
• Decree of Národná banka Slovenska of 26 July 2011 No. 7/2011 on the own funds of management companies
• Decree of Národná banka Slovenska of 26 July 2011 No 8/2011 on the content of the agreement in respect of a master fund and feeder fund and on the content of the internal conduct of business rules of the management companies managing the master fund and feeder fund
• Decree of Národná banka Slovenska of 23 August 2011 No 9/2011 on criteria for the definition of liquid financial assets on details about transferable securities and money market instruments embedding derivatives and about index-replicating common funds
• Decree of Národná banka Slovenska of 13 September 2011 No 10/2011 on criteria, limits and restrictions with which short-term money market fund and money market fund must comply
• Decree of Národná banka Slovenska of 27 September 2011 No 11/2011 on risks and the risk management system, risk measurement and the calculation of global exposure and counterparty risk
• Decree of Národná banka Slovenska of 8 November 2011 No 12/2011 amending Decree of Národná banka Slovenska No. 1/2011 on the Register of Bank Loans and Guarantees
• Decree of Národná banka Slovenska of 8 November 2011 No 13/2011 on the method of determining the value of assets in a standard common fund and in a public specialized common fund and the method of calculating the value of the share of unit certificate issues in common funds in which there is more than one unit certificate issue
• Decree of the National Bank of Slovakia of 3 January 2012 No 1/2012, amending Decree No 4/2007 of the National Bank of Slovakia on banks’ own funds of financing and banks’ capital requirements and on securities dealers’ own funds of financing and securities dealers’ capital requirements as amended
• Decree of Národná banka Slovenska of 12 June 2012 No 6/2012 on how to demonstrate compliance with conditions for an authorisation to act as a management company
• Decree of Národná banka Slovenska of 29 May 2012 No 162/2012 on how to demonstrate compliance with conditions for an authorization to establish and operate a pension fund management company
• Decree of Národná banka Slovenska of 29 July 2014 No 14/2014 on the submission of statements by banks, branches of foreign banks, investment firms, and branches of foreign investment firms for the purposes of data collection under a separate regulation
• Decree of Národná banka Slovenska of 13 December 2016 No. 10/2016 laying down detailed provisions on the assessment of borrowers’ ability to repay housing loans
• Decision No 18/2016 of Národná banka Slovenska of 24 May 2016 on the setting of O-SII buffer rates
• Decision No 19/2016 of Národná banka Slovenska of 24 May 2016 on the setting of systemic risk buffer rates
• Decision No 22/2016 of Národná banka Slovenska of 25 October 2016 on the setting of the countercyclical capital buffer rate