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View the document| Name | ESMA Guidelines of 3 April 2023 No ESMA35-43-3172 – Guidelines on certain aspects of the MiFID II suitability requirements |
| Author | European Securities and Markets Authority (ESMA) |
| Source | website of the European Securities and Markets Authority (ESMA) |
| Publication date | 3. 4. 2023 |
| Version in force as of | These guidelines apply as from six months from the date of publication of the guidelines on ESMA’s website in all EU official languages. The previous ESMA guidelines issued under MiFID II will cease to apply on the same date |
Additional information:
The previous ESMA Guidelines of 6 November 2018 No ESMA35-43-1163 – Guidelines on certain aspects of the MiFID II suitability requirements will cease to apply 3.10.2023.
These guidelines are based on Article 16(1) of the Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC2.