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View the document| Name | ESMA Guidelines of 6 November 2018 No ESMA35-43-1163 on certain aspects of the MiFID II suitability requirements |
| Author | European Securities and Markets Authority (ESMA) |
| Source | website of the European Securities and Markets Authority (ESMA) |
| Publication date | 6. 11. 2018 |
| Version in force as of | These guidelines apply as from 60 calendar days after the reporting requirement date referred to in paragraph 13 of these guidelines. |
Additional information:
These guidelines will cease to apply 3.10.2023 – the new ESMA Guidelines of 3 April 2023 No ESMA35-43-3172 – Guidelines on certain aspects of the MiFID II suitability requirements will apply from that date.
These guidelines are based on Article 16(1) of the Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC2.