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Supervisory Disclosure Framework
- Rules and guidance
- Options and discretions
- Supervisory review and evaluation process (SREP)
- Aggregate statistical data
On this page, National Bank of Slovakia displays and provides access to information regarding the laws, regulations, administrative rules and general guidance adopted by the Slovak Republic and applied by the National Bank of Slovakia in the field of prudential regulation and supervision of the investment firms. This section also displays aggregate statistical data on key aspects of the implementation of the prudential framework for investment firms in the Slovak Republic.
Disclosed supervisory practice includes the information on application of the options and national discretions available in EU prudential legislation for investment firms and the general criteria and methodologies used by National Bank of Slovakia in the Supervisory Review and Evaluation Process (SREP).
Information is disclosed in accordance with:
- Directive (EU) 2019/2034 of the European Parliament and of the Council on the prudential supervision of investment firms and amending Directives 2002/87/EC, 2009/65/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU and 2014/65/EU
- Regulation (EU) 2019/2033 of the European Parliament and of the Council on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014
- Commission Implementing Regulation (EU) 2022/389 laying down implementing technical standards for the application of Directive (EU) 2019/2034 of the European Parliament and of the Council with regard to the format, structure, content lists and annual publication date of the information to be disclosed by competent authorities